Established in 2000, Compliance First provides compliance and business support services, to directly authorised financial advisers based predominantly across the North of England, Scotland and Northern Ireland.

The team, which is based on the outskirts of Glasgow, works to provide a consistent personal service tailored to the needs of each Client Firm, whilst allowing them access to a range of tools and technology which enhance the advisers proposition, as well as increasing business efficiencies.

Since the introduction of the RDR, Compliance First Clients have significantly increased in numbers with over 450 advisers now receiving support across a variety of areas including: an extensive website, technical support helpdesks, regular on-site visits and a range of professional development events spread across the regions. The team prides itself on the strengths of the relationships built with Clients, providers and industry specialists across the UK.

Compliance First was acquired by the SimplyBiz Group in 2007.

To find out more visit

Latest News

The new HMRC Trust Registration Service - what advisers need to know

  June 16, 2017

Read more >

"Treat all those you care for with love while you can"

  June 15, 2017

Read more >

Update on Equity Release qualification and permission

  May 24, 2017

Read more >

How to manage change, priorities and best practice

  May 19, 2017

Read more >