Established in 2000, Compliance First provides compliance and business support services, to directly authorised financial advisers based predominantly across the North of England, Scotland and Northern Ireland.

The team, which is based on the outskirts of Glasgow, works to provide a consistent personal service tailored to the needs of each Client Firm, whilst allowing them access to a range of tools and technology which enhance the advisers proposition, as well as increasing business efficiencies.

Since the introduction of the RDR, Compliance First Clients have significantly increased in numbers with almost 850 advisers now receiving support across a variety of areas including: an extensive website, technical support helpdesks, regular on-site visits and a range of professional development events spread across the regions. The team prides itself on the strengths of the relationships built with Clients, providers and industry specialists across the UK.

Compliance First was acquired by the SimplyBiz Group in 2007.

To find out more visit www.compliancefirst.co.uk

Latest News

Ken Davy: Are you in for a penny, in for £500?

  September 14, 2016

Read more >

NMBA: Set your watch: Three key time management tips for advisers

  September 09, 2016

Read more >

Consumer Credit Centre: Are your customers getting the message?

  September 08, 2016

Read more >

Ken Davy: Detail pension risks for a rosy future

  September 07, 2016

Read more >